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Tag: falsification

Financial Advisor Christopher Passero (Money Concepts Capital Corp) Customer Complaints

Christopher Passero (CRD#: 2517681) is a registered Broker at Money Concepts Capital in Hurricane, WV. Broker’s Background He entered the securities industry in 1994 and previously worked for Emissary Financial Group, Inc.; and Money Concepts Capital Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the […]

Financial Advisor Robert David (Morgan Stanley) Customer Complaints

Robert David (CRD#: 5211223) is an Investment Advisor and previously registered Broker. Broker’s Background He entered the securities industry in 2006 and previously worked for Morgan Stanley; and Citigroup Global Markets, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor John Orlando (SW Financial and Worden Capital Management) Customer Complaints

John Orlando (CRD#: 2002197) is a registered Broker at SW Financial in Melbourne Beach, FL. Broker’s Background He entered the securities industry in 1989 and previously worked for Joseph Gunnar & Co., LLC; Westpark Capital, Inc.; Newport Coast Securities, Inc.; Sterne Agee Financial Services, Inc.; Emmett A. Larkin Company, Inc.; Salomon Grey Financial Corporation; Barron […]

Financial Advisor Maureen Scalzo (Benjamin F. Edwards and Co., Inc.) Customer Complaints

Maureen Scalzo (CRD # 1349675) was a Financial Advisor at Benjamin F. Edwards & Company, Inc. in Danbury, CT.  Maureen Scalzo has been in the securities industry since 1985 and previously worked at Wells Fargo Advisors, LLC and Harris Associates Securities L.P. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]