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Tag: Investment Fraud

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Financial Advisor Edward Matthes (Mutual of Omaha Investor Services, Inc.) Customer Complaints

Edward Matthes was a Financial Advisor at Mutual of Omaha Investor Services, Inc. in Oconomowoc, Wisconsin.  Edward Matthes entered the securities industry in 1996 and previously worked at Thrivent Investment Management and MML Investors Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Edward Matthes has a long history of […]

Can I Sue My Financial Advisor?

Often times, investors assume that because investments inherently carry a degree of risk, that you are precluded from seeking to recover investment losses.  This is incorrect.  While normal market fluctuations should be expected and are not actionable, they manner in which your portfolio is positioned IS actionable. The securities laws, both at the state and […]