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Tag: LLC

Wolper Law Firm, P.A. is Pursuing Recovery Options for Investors with Losses in iCap Northwest Opportunity Fund, LLC

The Wolper Law Firm represents investors around the country who have lost money in complex investment strategies and products, including private placements. The iCap Northwest Opportunity Fund, LLC is a recent example of a private placement “gone bad” with the issuer reporting that it can no longer meet its dividend obligations to investors. The Wolper […]

Financial Advisor Michael Conte (Seton Securities Group, Inc.) Customer Complaints

Michael Conte (CRD#: 2646071) is a previously registered Broker and previously registered Investment Advisor. He entered the securities industry in 1996 and previously worked for Seton Securities Group, Inc.; Fusion Analytics Securities, LLC; Redwood Brokerage, LLC; Citigroup Global Markets, Inc.;  Morgan Stanley DW Inc.; Cowen & Co.; Creative Capital Management Corp.; Securities & Investment Planning […]

Financial Advisor Zachary Horwitz (1inMM Capital, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims arising out of the $690 million Ponzi Scheme orchestrated by actor, Zachary Horwitz, known in Hollywood as Zachary Avery. If you are one of the impacted investors, please contact the Wolper Law Firm, P.A. at 800.931.8452. On April 7, 20201, the Securities and Exchange Commission (SEC) […]

Financial Advisor Gabriel Hynes (NY Life Securities) Customer Complaints

Gabriel Hynes (CRD # 3152541) was a former Financial Advisor at NY Life Securities in St. Augustine, FL.  Gabriel Hynes has been in the securities industry since 1999 and previously worked at Kestra Investment Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January 7, 2020, FINRA sanctioned Gabriel […]