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Tag: MML Investors Services

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FINRA Barred Financial Advisor, Alberto Sanchez, For Failing To Cooperate In An Investigation Regarding Selling Away

Alberto Sanchez was a former Financial Advisor at Sagepoint Financial, Inc., MML Investors Services, LLC and Principal Securities, Inc. in Fort Lauderdale, FL  Alberto Sanchez entered the securities industry in 2002 and previously worked at Metlife Securities.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 3, 2019, Alberto […]

Financial Advisor Patrick Rynn (MML Investors Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Patrick Rynn, a Financial Adviser at MML Investors Services in Latham, NY.  Patrick Rynn has been in the securities industry since 2008 and previously worked at Equity Services.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 29, 2018, […]