Daniel Beech (CRD#: 6169844) is a dually registered Broker and Investment Adviser at Innovation Partners, LLC in Charlotte, NC. Broker’s Background He entered the securities industry in 2013 and previously worked for Western International Securities, Inc.; Independent Financial Group, LLC; and Royal Alliance Associates, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss […]

Christopher Passero (CRD#: 2517681) is a registered Broker at Money Concepts Capital in Hurricane, WV. Broker’s Background He entered the securities industry in 1994 and previously worked for Emissary Financial Group, Inc.; and Money Concepts Capital Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the […]

Edward Yoon (CRD#: 2408137) is a registered Broker at First Allied Securities, Inc. in Pasadena, CA. Broker’s Background He entered the securities industry in 1994 and previously worked for First Allied Advisory Services, Inc.; First Allied Securities, Inc.; UBS Financial Services, Inc.; D.A. Davidson & Co.; Piper Jaffray, Inc.; Prudential Securities, Inc.; and Painewebber, Inc. […]

Marshall Isaccson (CRD#: 1140370) is a formerly registered Broker. Broker’s Background He entered the securities industry in 1983 and previously worked for Newbridge Securities Corporation; Ladenburg Thalmann & Co., Inc.; Oppenheimer & Co.; Ryan Beck & Co.; Gruntal & Co., LLC; Janney Montgomery Scott, LLC; Prudential Securities Inc.; Smith Barney, Inc.; Lehman Brothers, Inc.; Painewebber […]

Michael Barranco (CRD#: 4825738) is a registered Investment Advisor and previously registered Broker. Broker’s Background He entered the securities industry in 2004 and previously worked for LPL Financial, Inc.; and Raymond James Financial Services, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry […]

Jan Earl Haynes (CRD#: 833875) is a previously registered Broker. Broker’s Background He entered the securities industry in 1977 and previously worked for Integrity Brokerage Services, Inc.; Centaurs Financial, Inc.; National Securities Corporation; The Concord Equity Group, LLC; First Montauk Securities Corp.; J. Robbins Securities, LLC; RAS Securities Corp.; Cohig & Associates, Inc.; Dickinson & […]

Chad Barancyk (CRD#: 4921433) is a dually registered Broker and Investment Advisor at Great Point Capital, LLC in Chicago, IL. Broker’s Background He entered the securities industry in 2005 and previously worked for Great Point Advisors, LLC; Cetera Investment Advisers, LLC; First Allied Securities, Inc.; First Allied Advisory Services, Inc.; and SII Investments, Inc. Current […]

David Fenning (CRD # 1005307) is currently a registered Financial Advisor at Morgan Stanley in New York, NY. David Fenning has been in the securities industry since 1981 and previously worked at UBS Financial Services Inc. (2004-2019), Credit Suisse First Boston LLC (2004-2004), and Donaldson Lufkin & Jenrette Securities Corporation (1995-2003). According to publicly available […]

Kerri Jamison (CRD # 4348584) is a Financial Advisor at Newbridge Securities Corp. in Mesa, Arizona. Kerri Jamison has been in the securities industry since 2001 and previously worked at Dewaay Financial Network. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2016, Kerri Jamison has been the subject of […]

Victor A. Rigoni III (CRD # 4272056) is a Financial Advisor at Cetera Advisor Networks LLC in Lake Forest, IL. Victor Rigoni has been in the securities industry since since 2000 and previously worked at Summit Brokerage Services, Inc, Cambridge Investment Research, Inc. and Edward Jones. According to publicly available records released by the Financial […]