Financial Advisor Nicolas Barrios (UBS Financial Services, Inc.) Customer Complaints
June 13, 2019
- Categories:
- UBS Financial Services, Inc.
Nicolas Barrios is a former Financial Advisor at UBS Financial Services in Winter Haven, Florida. Nicolas Barrios entered the securities industry in 1991 and previously worked at Wachovia Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 25, 2019, UBS terminated Nicolas Barrios “after stating during Firm review: […]