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Tag: Non-Traded REIT

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Silver Star Properties REIT – INVESTMENT LOSS RECOVERY OPTIONS

The Story Behind Real Estate Investment Trusts and the Silver Star REIT   The Wolper Law Firm is currently investigating claims for those clients who have experienced investment loss in the Silver Star Properties Non-Traded Real Estate Investment Trust.  Non-Traded Real Estate Investment Trusts (“Non-traded REITs”) do not trade a public securities exchange.  For this […]

INVESTOR ALERT – How Can I Recover My Investment Losses In The Hartman vREIT XXI

The Wolper Law Firm is currently investigating claims against brokerage firms and financial professionals who sold retail clients the Hartman vREIT XXI, a non-traded real estate investment trust (“Non-Traded REIT”).  The Hartman vREIT XXI is sponsored by Hartman Income REIT Management, Inc. Non-Traded REITs Non-Traded REITs are securities that do not trade on a public […]

Financial Advisor Steve Cummings (Berthel, Fisher & Company Financial Services, Inc.) Customer Complaints

Steve Cummings (CRD#: 2274017) is a previously dually registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1992 and previously worked for Berthel, Fisher & Company Financial Services, Inc.; First Legacy Securities, LLC; Sunset Financial Services, Inc.; NYLife Securities, LLC; and Pruco Securities Corporation. Current And Past Allegations Of Conduct Leading […]

Financial Advisor Susan Cruz (Cetera Investment Services, LLC) Customer Complaints

Susan Cruz (CRD#: 2213628) is a registered Broker at Infinex Investments, Inc. in Victorville, CA. Broker’s Background She entered the securities industry in 1993 and previously worked for Cetera Investment Services, Inc.; LPL Financial, LLC; Uvest Financial Services Group, Inc.; and PFS Investments, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According […]

Financial Advisor John Mateyko (Peachcap Securities, Inc.) Customer Complaints

John Mateyko (CRD#: 3275621) is a dually registered Broker and Investment Advisor at Peachcap Securities, Inc. in Serenbe, GA, and Peachcap Tax & Advisory, LLC in Atlanta, GA. Broker’s Background He entered the securities industry in 2000 and previously worked for World Equity Group, Inc.; Fifth Third Securities, Inc.; Chase Investment Services Corp.; U.S. Bancorp […]

Financial Advisor Nicholas Travascio (LPL Financial LLC) Customer Complaints

Nicholas Travascio (CRD#: 2581756) is a previously registered Broker and previously registered Investment Advisor. He entered the securities industry in 1995 and previously worked for LPL Financial LLC; WM Financial Services, Inc.; Griffin Financial Services; Wells Fargo Securities, Inc.; Edward D. Jones & Co., LP; and Olde Discount Corporation. According to publicly available records released […]

Financial Advisor Ryan T. Fleming (Royal Alliance Associates, Inc.) Customer Complaints

Ryan T. Fleming (CRD#: 4378425) is a dually registered Broker and Investment Advisor at Royal Alliance Associates, Inc. in Bellevue, WA. He entered the securities industry in 2001 and previously worked for Hornor, Townsend & Kent, LLC; and Advisory Resource Group, LLC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor David R. Wall (Voya Financial Advisors, Inc.) Customer Complaints

David R. Wall (CRD#: 1651874) was a previously registered Investment Advisor and previously registered broker at Voya Financial Advisors, Inc., in Simpsonville, SC. He entered the securities industry in 1987 and previously worked for Capital Investment Group, Inc., Rayment James & Associates, Inc., UCB Investor Services, Inc., Mony Securities Corp., Integrated Resources Investment Centers, Inc., […]

Financial Advisor Eric Felsenfeld (Kingswood Capital Partners) Customer Complaints

Eric Felsenfeld (CRD#: 4496689) is a dually registered Investment Advisor and Broker at Kingswood Capital Partners, LLC in Rockville, MD. He entered the securities industry in 2002 and previously worked for Niagara International Capital Limited; H. Beck, Inc.; Amerivest Investment Management, LLC; TD Ameritrade, Inc.; Morgan Stanley; and Morgan Stanley DW, Inc. According to publicly […]