Curtis B. Wilson (CRD#: 1517272) is a registered investment advisor representative at CreativeOne Wealth, LLC in Tulsa, OK.   Broker’s Background He entered the securities industry in 1986. He previously worked for Beam Asset Managements, LLC; Securities America, Inc.; LPL Financial, LLC; Summit Investment Group, LLC; FWC Wealth Advisors LLP; Geneos Wealth Managements, Inc.; Merril […]

Surage Roshan Perera (CRD#: 4716321) is a previously registered Broker. Broker’s Background He entered the securities industry in 2003 and previously worked for Aegis Capital Corp.; Maxim Group, LLC; Stockkings Capital, LLC; Caldwell International Securities; Global Arena Capital Corp.; Prestige Financial Center, Inc.; Sloan Securities Corp.; Aura Financial Services, Inc.; Andrew Garrett, Inc.; LH Ross […]

William Torriente (CRD#: 4255814) is a previously registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2000 and previously worked for Comerica Securities; Wells Fargo Investments, LLC; and Merrill Lynch, Pierce, Fenner & Smith, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released […]

Dana Timchenko (CRD#: 5540891) is a dually registered Broker and Investment Advisor at Morgan Stanley in Cornelius, NC. Broker’s Background She entered the securities industry in 2008 and previously worked for UBS Financial Services, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry […]

Anthony Gallea (CRD#: 713980) is a dually registered Broker and Investment Advisor at Morgan Stanley in Hendersonville, NC. Broker’s Background He entered the securities industry in 1980 and previously worked for Citigroup Global Markets, Inc.; and Lehman Brothers, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released […]

Matthew Platnico (CRD# 2102086) is a Financial Advisor at Allied Millennial Partners, LLC in New York, NY. Matthew Platnico has been in the securities industry since 1991 and previously worked at 12 different brokerage firms. Matthew Platnico’s employment history includes Arete Wealth Management, LLC, Oppenheimer & Co. Inc., Advest, Inc., and Wachovia Securities, LLC. According […]

Izhar Shefer is a former Financial Advisor at Morgan Stanley in Aventura, FL.  Izhar Shefer has been in the securities industry since 1998 and previously worked at Corporate Securities Group, Inc., Merrill Lynch, Pierce, Fenner & Smith, Salomon Smith Barney, Inc., Prudential Securities Incorporated, Wachovia Securities, LLC, and APW Capital, Inc. Izhar Shefer is not […]

The Wolper Law Firm, P.A. is currently investigating claims against Heath Bowen, a Financial Advisor at Allegis Investment Services, LLC in Idaho Falls, Idaho.  Heath Bowen first entered the securities industry in 2004 and previously worked for Signator Financial Services and LPL Financial. According to publicly available records released by the Financial Industry Regulatory Authority […]