Jeffrey Kirkpatrick (CRD#: 3069597) was a previously registered broker, and investment adviser. Broker’s Background Kirkpatrick was first registered with FINRA in 1998. He previously worked at Merrill Lunch, Pierce, Fenner & Smith Incorporated; H&R Block Financial Advisors; and Sterne Agee Financial Services, Inc; LPL Financial LLC; Hamilton Investment Counsel, LLC; and Transitus Wealth Partners LLC. […]

Billy Stanage Jr. (CRD#: 4450674) was a previously registered broker and investment advisor at Commonwealth Financial Network, in Rio Rancho, NM. Broker’s Background He entered the securities industry in 2001. He previously worked for Commonwealth Financial Network; Securities America, Inc.; Foothill Securities, Inc.; Cetera Advisor Networks LLC; and  FFP Securities. Current and Past Allegations of […]

Robert P. Allen (CRD # 6267678) was a former Financial Advisor at Country Capital Management Company in Augusta, GA. Robet Allen has been in the securities industry since 2013. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 13, 2019, FINRA sanctioned Robert Allen for allegedly engaging “in an […]

Wessam Baiz (CRD # 6501692) was a Financial Advisor at the Huntington Investment Company in Perrysburg, OH.  Wessam Baiz has been in the securities industry since 2015 and previously worked at MML Investors Services, LLC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2019, Wessam Baiz was barred […]

Thomas Stappas (CRD # 855198) is a former Financial Advisor at Summit Equities, Inc. in Parisippany, NJ.  Thomas Stappas has been in the securities industry since 1978 and previously worked at Cigna Securities, Inc.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in September 2019, FINRA barred Thomas Stappas from […]

Bobby Coburn (CRD # 1464789) is a former Financial Advisor at Securities America, Inc. in Fort Meade, FL.  Bobby Coburn has been in the securities industry since 1998 and previously worked at Brecek & Young Advisors, Inc., Legend Equities Corporation, Nationwide Securities, Inc., Walnut Street Securities, Inc., North American Management, Inc. and Ameritas Investment Corp.  […]

Craig A. Zabala (CRD # 2740680) is a former Financial Advisor at John W. Loofbourrow Associates, Inc. in New York.  Craig Zabala has been in the securities industry since 1997 and previously worked at Torsiello Securities, Inc., Intercoastal Financial Services Corp., Independent Securities Investors Corporation, Brean Murray & Co., Allmerica Investments, Inc., Trautman Wasserman & […]

Mark L. Hopkins was a Financial Advisor at American Portfolios Financial Services, Inc. in Grand Blanc, MI.  Mark Hopkins entered the securities industry in 1995 and previously worked at LPL Financial Corporation, American Express Financial Advisors Inc. and IDS Life Insurance Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

John W Spach is a former Financial Advisor at Kestra InvestmentServices, LLC in Aliso Viejo, CA.  John Spach has been in the securities industry since 1996 and previously worked at MML Investors Services, Inc., NFP Securities, Inc., Sentra Securities Corporation and Financial West Group, Financial Telesis, Inc.  According to publicly available records released by the […]

The Wolper Law Firm, P.A. is currently investigating claims against Noel Carino, a former Financial Adviser at General Securities Corp. in North Kansas City, Missouri.  Noel Carino has been in the securities industry since 1999 and previously worked at Allstate Financial Services and Morgan Stanley.  According to publicly available records released by the Financial Industry […]