Gary Thomas Hughes (CRD# 1700976) is a registered investment advisor at Hughes Wealth Management Incorporated in Hermosa Beach, CA. He was previously a registered broker.   Broker’s Background He entered the securities industry in 1987 and previously worked with Yaeger Securities, Dean Witter Reynolds Inc.; BA Investment Services, Inc.; United Pacific Securities, Inc.; Brokers Transaction […]

The Wolper Law Firm represents investors around the country who have lost money in complex investment strategies and products, including private placements. The iCap Northwest Opportunity Fund, LLC is a recent example of a private placement “gone bad” with the issuer reporting that it can no longer meet its dividend obligations to investors. The Wolper […]

Peter Janssen (CRD#: 43940) is a registered Broker at Janssen Partners, Inc., in Fairfield, IA. Broker’s Background He entered the securities industry in 2011 and previously worked for Katalyst Securities, LLC; and Aegis Capital Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry […]

Rita Mansour (CRD # 1968418) is a Financial Advisor at McDonald Partners LLC in Toledo, OH. Rita Mansour has been in the securities industry since 1989 and previously worked at Painewebber Incorporated (Weehawken, NJ) and Shearson Lehman Hutton Inc. (New York, NY). According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Joseph Hain (CRD # 4959092) is a Financial Advisor at Noble Capital Markets, Inc. in Boca Raton, FL. Joseph Hain has been in the securities industry since 2005 and previously worked at Paulson Investment Company LLC, Aegis Capital Corp. and Westpark Capital, Inc. According to publicly available records released by the Financial Industry Regulatory Authority […]

Troy Goldberg (CRD # 2342989) is a Financial Advisor at National Securities Corp. in Boca Raton, FL. Troy Goldberg has been in the securities industry since 1993 and previously worked at Brookshire Securities Corp. and Newbridge Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Troy Goldberg has been […]

William Braun (CRD # 1271500) is a Financial Advisor at National Securities Corp. in Boca Raton, FL.  William Braun has been in the securities industry since 1984 and previously worked at Janney Montgomery Scott and JW Genesis. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), William Braun has seven disclosed […]

Jorge A. Reyes (CRD # 4256834) was a former Financial Advisor at CP Capital Securities in Miami, FL. Jorge Reyes has been in the securities industry since 2000 and previously worked at RBC Capital Markets Corporation, Carlin Equities, LLC, and the Partners Financial Group, Inc. According to publicly available records released by the Financial Industry […]