fbpx

Tag: RBC Capital Markets

  • Home
  • »
  • RBC Capital Markets

Financial Advisor Paul Koch (RBC Capital Markets, LLC) Customer Complaints

Paul Koch (CRD#: 1777599) is a previously registered Broker and Investment Advisor. Broker’s Background Paul Koch entered the securities industry in 1987 and previously worked for RBC Capital Markets, LLC; UBS Financial Services, Inc.; Citigroup Global Markets, Inc.; Miller Johnson Steichen Kinnard, Inc.; John G. Kinnard & Company, Inc.; Prudential Securities, Inc.; Piper Jaffray, Inc.; […]

Financial Advisor Thomas Lee Johnson (RBC Capital Markets, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Thomas Lee Johnson, a former Financial Adviser at RBC Capital Markets, LLC in Indianapolis, IN.  Thomas Lee Johnson has been in the securities industry since 1983 and previously worked at Citigroup Global Markets, Inc.    According to publicly available records released by the Financial Industry […]