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Tag: Sagepoint Financial

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FINRA Barred Financial Advisor, Alberto Sanchez, For Failing To Cooperate In An Investigation Regarding Selling Away

Alberto Sanchez was a former Financial Advisor at Sagepoint Financial, Inc., MML Investors Services, LLC and Principal Securities, Inc. in Fort Lauderdale, FL  Alberto Sanchez entered the securities industry in 2002 and previously worked at Metlife Securities.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 3, 2019, Alberto […]

Financial Advisor Christopher Bice (Sagepoint Financial, Inc.) Customer Complaints

Christopher Bice is a Financial Advisor at Sagepoint Financial, Inc. in Greensborough, North Carolina.  Christopher Bice entered the securities industry in 1999 and previously worked at Sunamerica Securities in Phoenix, Arizona.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Christopher Bice has four customer complaint disclosures and an employment […]