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Tag: speculative

Financial Advisor Elizabeth Guarino (Wells Fargo Clearing Services, LLC) Customer Complaints

Elizabeth Guarino (CRD # 1264531) was a Financial Advisor at Wells Fargo Clearing Services, LLC in Woodbury, NY.  Elizabeith Guarino has been in the securities industry since 1984 and previously worked at Morgan Stanley, Salomon Smith Barney and Lehman Brothers. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November […]

Financial Advisor John J. Santariello (Arive Capital Markets) Customer Complaints

John J. Santariello (CRD # 5746158) was a Financial Advisor at Arive Capital Markets in Coram, NY.  John Santariello has been in the securities industry since 2010 and previously worked at Cape Securities, Inc., Joseph Gunnar & Co. LLC, Wilmington Capital Securities, LLC, National Securities Corporation and K.C. Ward Financial.  According to publicly available records […]

Financial Advisor Anthony F. Hobson (Money Concepts Capital Corp) Customer Complaints

Anthony F. Hobson (CRD # 4212302) is a Financial Advisor at Money Concepts Capital Corp in Griffith, IN.  Anthony Hobson has been in the securities industry since 2000 and previously worked at Investors Capital, Nex Financial Group, Primevest Financial Services and National Planning Corporation.  According to publicy available records released by the Financial Industry Regulatory […]

Financial Advisor Eric Weschke (Kalos Capital, Inc.) Customer Complaints

Eric Weschke is a Financial Advisor at Kalos Capital, Inc. in Setauket, NY.  Eric Weschke has been in the securities industry since 1994 and previously worked at Harrison Douglas, Alternative Wealth Strategies, Equity Services, Self Trading Securities and Tasin & Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Eric […]