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Tag: SW Financial

Financial Advisor William Athas (SW Financial and Worden Capital Management) Customer Complaints

William Athas (CRD#: 3165470) is a previously registered Broker. Broker’s Background He entered the securities industry in 1999 and previously worked for SW Financial; Worden Capital Management, LLC; K.C. Ward Financial; Securities America, Inc.; Dalton Strategic Investment Services, Inc.; CBG Financial Group, Inc.; Aegis Capital Corp.; Avalon Partners, Inc.; Liberty Partners Financial Services, LLC; J.W. […]

Financial Advisor Yousuf Saljooki (SW Financial and Worden Capital Management) Customer Complaints

Yousuf Saljooki (CRD # 5045123) was a Financial Advisor at SW Financial and Worden Capital Management in Melville, NY.  Yousuf Saljooki has been in the securities industry since 2006 and previously worked at three brokerage firms that have been expelled by FINRA.  According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), […]