Edward Yoon (CRD#: 2408137) is a registered Broker at First Allied Securities, Inc. in Pasadena, CA. Broker’s Background He entered the securities industry in 1994 and previously worked for First Allied Advisory Services, Inc.; First Allied Securities, Inc.; UBS Financial Services, Inc.; D.A. Davidson & Co.; Piper Jaffray, Inc.; Prudential Securities, Inc.; and Painewebber, Inc. […]

Gerald O’Halloran (CRD#: 1056697) is a registered Broker at Union Capital Company in Punta Gorda, FL. Broker’s Background He entered the securities industry in 1982 and previously worked for Kovack Securities, Inc.; Financial Investment Analysts, Inc.; A.G. Edwards & Sons, Inc.; Edward D. Jones & Co., L.P.; and United Services Planning Association, Inc. Current And […]

Clint H. Keener (CRD # 2250146) was a Financial Advisor at Capital City Securities, LLC in Powell, OH.  Clint Keener has been in the securities industry since 1996 and previously worked at WRP Investments, Stifel, Nicolaus & Company, McDonald Investments Inc., Michael Patterson, Inc., Quantum Capital Corporation and The Hamilton-Shea Group, Inc. According to publicly […]

James G. McKinney (CRD # 2100850) was a Financial Advisor at Cetera Advisors LLC in Tulsa, OK.  James McKinney has been in the securities industry since 1991 and previously worked at Securian Financial Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 5, 2019, James McKinney was […]

Louis Mark Miller (CRD # 3054955) was a Financial Advisor at LPL Financial LLC in Jericho, NY.  Louis Miller has been in the securities industry since 1998 and previously worked at Wells Fargo Advisor, LLC and Prudential Securities Incorporated. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2019, […]

The Wolper Law Firm, P.A. is currently investigating claims against Christine Memet, a former Financial Advisor at PNC Investments, LLC in Hamilton, New Jersey.  Christine Memet has been in the securities industry since the 1990s and previously worked for Chase and 1st Discount Brokerage. According to publicly available records released by the Financial Industry Regulatory […]