Travis John Hudak (CRD#: 3128251) was a previously registered broker at Lone Peak Advisers, LLC and Transitional Broker, LLC. Broker’s Background He entered the securities industry in 1998 and previously worked for Lone Peak Advisers, LLC; Transitional Broker, LLC; H. Beck, Inc.; Gunnallen Financial, Inc.; Investment Management Corporation (FINRA expelled the firm in 2008); Eagle […]

Allyson Trantum (CRD#: 2896970) is a dually registered Broker and Investment Advisor at J.W. Cole Financial, Inc. in Temecula, CA. Broker’s Background She entered the securities industry in 1997 and previously worked for LPL Financial, LLC; Edward Jones; MetLife Securities, Inc.; and Metropolitan Life Insurance Company. Current And Past Allegations Of Conduct Leading To Investment […]

Jeffrey Weiner (CRD#: 2476604) is a previously registered Broker. Broker’s Background He entered the securities industry in 1994 and previously worked for Pruco Securities, LLC; MML Investors Services, LLC; MSI Financial Services, Inc.; and Metropolitan Life Insurance Company. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by […]

David Taddeo (CRD # 1163829) is a Financial Advisor at LPL Financial LLC in La Mesa, CA. David Taddeo has been in the securities industry since 1983 and previously worked at Financial Network Investment Corporation and American Pacific Securities Corporation. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), David Taddeo […]

Gerald T. Coyne (CRD # 4589061) was a former Financial Advisor at CUSO Financial Services in Harrisburg, PA. Gerald Coyne previously worked at Community Investment Services, CCO Investment Services, UVest Financial Services Group, Citizens Investment Services, and NYLife Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 10, […]

Eric Shanks is a former Financial Advisor at CUSO Financal Services in Richardson, Texas.  Eric Shanks entered the securities industry in 1996 and previously worked for Washington Mutual Financial Services.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2014, Eric Shanks was “discharged” by CUSO Financial Services for […]

Judith A Johnston is a former Financial Advisor at NY Life Securities in Frisco, TX.  Judith Johnston has been in the securities industry since 2009.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on March 18, 2019, FINRA sanctioned Judith Johnston, barring her indefinitely from the securities industry for the […]