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Tag: Wells Fargo

Financial Advisor Paul Falcon (Aegis Capital Corp.) Customer Complaints

Paul Falcon is a Financial Advisor at Aegis Capital in its Boca Raton, FL branch office.  Paul Falcon has been in the securities industry since 1994 and previously worked at Global Strategic Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Paul Falcon has six (6) customer complaints disclosed on […]

Financial Advisor Richard Bernstein (Wells Fargo Clearing Services, LLC) Customer Complaints

Richard Bernstein is a Financial Advisor at Wells Fargo in its Incline Village, Nevada branch office.  Richard Bernstein has been in the securities industry since 1983 and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Richard Bernstein has eight (8) customer complaints disclosed on his […]