Thomas E. Sova is a former Financial Advisor at Hornor, Townsend & Kent, Inc. in Baton Rouge, LA.  Thomas Sova has been in the securities industry since 1984.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 27, 2018, Hornor, Townsend & Kent, Inc. terminated Thomas Sova “for violation […]

Kirk Bertsch is a former Financial Advisor at Farmers Financial Solutions, LLC in Spearfish, SD.  Kirk Bertsch has been in the securities industry since 2000 and previously worked at Investors Brokerage Services.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 31, 2018, the South Dakota Division of Securities […]

The Wolper Law Firm, P.A. is currently investigating claims against Jay Weiser, a former Financial Adviser at Despain Financial Corp. in Collinsville, Illinois.  Jay Weiser has been in the securities industry since 1986 and previously worked at PRUCO Securities Corp.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Dee Dee Brooks (CRD # 2559223) was a Financial Advisor at Signator Investors in Huntington Beach, California. Dee Dee Brooks has been in the securities industry since 1995 and previously worked at SCF Securities, Inc. and Lincoln Financial Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective June 9, […]