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The Wolper Law Firm is handling cases nationwide regarding the sale of White River Energy Corp. Native American Tax Credits (“White River Tax Credits”), which are being offered to retail securities customers as a means to secure tax deductions.  White River has associated with sales agents across the country, including FINRA member brokerage firms, SEC […]

Broker’s Background   Ralph A. Jackson III (CRD #: 1569213) is registered investment advisor with Fourstar Wealth Advisors, LLC. He is located in El Segundo, CA. Jackson’s past employers include Morgan Stanley, UBS Financial Service Inc., Salomon Smith Barney Inc., PainWebber Incorporated, Kidder, Peabody & Co., Incorporated, Smith Barney Inc., Lehman Brothers Inc., Dean Witter […]

Broker’s Background   Meredith Archer Webber (CRD #: 2435263) is formerly a registered broker at Raymond James Financial Services, Inc., Ameriprise Financial Services, LLC, Thrivent Investment Management Inc., Morgan Stanley DW Inc., UBS PaineWebber Inc., Ferris, Baker Watts Incorporated and A.G. Edwards  Sons, Inc.     Current and Past Allegations of Conduct Leading to Investment […]

Broker’s Background   Shay W. Scruggs (CRD #: 4173046) is registered with Rockefeller Financial LLC. He is located in Houston, TX. Scrugg’s past employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Deutsche Bank Securities Inc., Rockefeller Capital Management and Rockefeller Financial LLC.   Current and Past Allegations of Conduct Leading […]

Indexed universal life (IUL) insurance policies have attracted recent scrutiny among financial professionals and consumer advocates in Florida. An IUL is a kind of permanent life insurance policy that can build value based on the performance of an external index, as opposed to direct investment in the stock market. IULs are highly praised for their […]

Learn how indexed universal life insurance compares to term and whole life policies, including key risks, costs, and consumer concerns.

The allure of tax‑free retirement income has made indexed universal life (IUL) insurance policies popular investment products in Florida. However, many clients are convinced to buy in without ever being told the risks. Loans and policy costs can turn these “tax-free” promises into costly surprises. What Are Indexed Universal Life (IUL) Insurance Policies? IUL policies […]

William Bernard Tunink (CRD#: 2738224) formerly a registered Broker and Investment Advisor at LPL Financial LLC. Broker’s Background William Bernard Tunink entered the securities industry in 1996 and previously worked for Avantax Investment Services, Inc. and LPL Financial LLC. Current And Past Allegations Of Conduct Leading To Investment Loss  According to publicly available records released […]

Carmen Dean Morrone (CRD#: 1898874) is a registered Broker at Realta Equities, Inc, in Wantagh, NY. Broker’s Background Carmen Dean Morrone entered the securities industry in 1996 and previously worked at Essex National Securities, Inc., Dime Securities of NY, Inc., Royal Alliance Associates, Inc., Janney Montgomery Scott LLC, CIBC World Markets Corp., Prime Capital Services, […]

Larry Jefferson Tolbert (CRD#: 1054714) is a registered Broker at Integrity Alliance, LLC in Memphis, TN. Broker’s Background Larry Jefferson Tolbert entered the securities industry in 2000 and previously worked for AXA Advisors, LLC, Metropolitan Life Insurance Company, Metlife Securities Inc., Syndicated Capital, Inc., Saxony Securities, Inc., Saxony Capital Management, LLC, SunAmerica Securities, Inc., Householder […]